We finally (sorry for the delay!) finished our paper on the Mutant strategy. Here’s the abstract:
The computation of Gröbner bases remains one of the most powerful methods for tackling the Polynomial System Solving (PoSSo) problem. The most efficient known algorithms reduce the Gröbner basis computation to Gaussian eliminations on several matrices. However, several degrees of freedom are available to generate these matrices. It is well known that the particular strategies used can drastically affect the efficiency of the computations.
In this work we investigate a recently-proposed strategy, the so-called Mutant strategy, on which a new family of algorithms is based (MXL, MXL2 and MXL3). By studying and describing the algorithms based on Gröbner basis concepts, we demonstrate that the Mutant strategy can be understood to be equivalent to the classical Normal Selection strategy currently used in Gröbner basis algorithms. Furthermore, we show that the partial enlargement technique can be understood as a strategy for restricting the number of S-polynomials considered in an iteration of the F4 Gröbner basis algorithm, while the new termination criterion used in MXL3 does not lead to termination at a lower degree than the classical Gebauer-Möller installation of Buchberger’s criteria.
We claim that our results map all novel concepts from the MXL family of algorithms to their well-known Gröbner basis equivalents. Using previous results that had shown the relation between the original XL algorithm and F4, we conclude that the MXL family of algorithms can be fundamentally reduced to redundant variants of F4.
Despite being proven to be a redundant variant of the F4 algorithm, the XL algorithm still receives a lot of attention from the cryptographic community. This is partly because XL is considered to be conceptually much simpler than Gröbner basis algorithms. However, in doing so the wealth of theory available to understand algorithms for polynomial system solving is largely ignored.
The most recent and perhaps promising variant of the XL algorithm is the family of MXL algorithms which are based around the concept of Mutants. Assume in some iteration the XL algorithm finds elements of degree k while considering degree D > k. In a nutshell, the idea of the MutantXL algorithm is to continue the XL algorithm at the degree k+1 instead of D+1 which is what the XL algorithm would do. The natural question to ask is thus what Mutants are in terms of Gröbner basis theory; are they something new or are they a concept which is already known in the symbolic computing world under a different name?
I was in Darmstadt this week visiting the group which mainly drives the effort behind the MXL family of algorithms. As part of my visit I gave a talk about the relation of the Mutant strategy and the normal strategy used in Gröbner basis algorithms for selecting critical pairs called … the Normal Selection Strategy. In the talk we show that the Mutant strategy is a redundant variant of the Normal Selection Strategy. Also, I talked quite a bit about S-polynomials and how they can be used to account for every single reduction that happens in XL-style algorithms. Finally, I briefly touched on the “partial enlargement strategy” which was introduced with MXL2 showing that it is equivalent to selecting a subset of S-polynomials in each iteration of F4.
Unfortunately, there’s no full paper yet, so the presentation has to suffice for now.
Update: It was pointed out to me that a better way of phrasing the relationship is to state that the Mutant selection strategy can be understood as a redundant variant of the Normal selection strategy when used in F4. This way is better because our statement is strictly about an algorithmic relation and not about why did what first knowing what … which is how one could read the original phrasing.